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StockHolding Securities IFSC Limited (SSIL)

Apply here for  Company Secretary & Head Compliance
Location :    GIFT CITY, Gandhinagar
Experience :    1 to 10yrs
Qualifications :    Qualified Company Secretary. (Additional qualification like LLB/ CA preferred).
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Fully conversant with The Companies Act, Secretarial Standards & matters, SEBI Regulations, Stock Exchanges, RBI, FEMA , SEZ & ROC Compliances Understand and monitor the Company's operations, identify and interpret applicable laws and ensure statutory compliance. Technical understanding of transaction lifecycle for various asset classes.

Very strong interpersonal and communication skills. Exceptional problem solving ability. Ability to work within strict timelines and within a quickly changing environment while remaining composed under pressure.

Client facing experience & ability to manage operations preferred.

Job Profile: :
1. Compliances
  • a) all Secretarial & Legal functions independently - handling board meetings, Maintaining Minutes of all Meetings, Statutory Registers and records, filing of Forms, maintaining records and compliance of all other Secretarial matters and Standards and applicable Statutory & regulatory requirements
  • b) Corporate Governance including Board & Meeting compliances
  • c) Compliance with SEBI/SCRA/ RBI/ FEMA/ SEZ / Stock Exchange Rules and Regulation & Bye-laws ,Regulations/Circulars/ Guidelines and various laws – Taxation Laws, Securities laws , SEZ and DC Laws, Wages Act, Bonus Act, Industrial & Labour Law etc.
  • d) Ensure zero noncompliance, zero penalty

2. Handling the legal matters of the Company and acting as single point contact for all Regulators/ Exchanges/ Statutory related
3. Risk Analysis including compliance and operational risk & their mitigation, Formulate & review internal controls and strengthen the same. Continuously review current policies, procedures and surveillance activities to seek to modify and improve the compliance program
4. Forming and implementing AML/ PMLA/other Policies and process manuals applicable for various business segments while ensuring compliance of PMLA, Regulations/ Byelaws/Rules/ Notifications/Circulars issued by Regulators / Exchanges
5. Responsible for preparing, negotiation, finalization and review of customer on-boarding kits/ agreements/ documents
6. Comply requirements under KYC and ensuring Client On-Boarding in a timely and swift manner Interpretation. implementation and
7. Planning and introducing new products, presentations and marketing collaterals
8. Concurrent & Internal Audits , Inspections by Regulators, Exchanges
9. Accurate and timely reporting of monthly financial results for each business, department and overall company
10. Lead the Compliance Advisory program to assess the regulatory/compliance controls of the Company's Electronic Trading Platform including; Direct Market Access, High Frequency Trading, Algorithmic trades by providing clear and understandable guidance to interested parties, and drafting and delivering compliance training, documentation, risk mitigants on these topics
11. Help further develop and enhance the governance structure of the Electronic Trading Platform including but not limited to; protocols for system development and testing and interacting with Trading Counterparts and clients to address connectivity, order routing and system related requests or issues
Skills Required: :
  • Good knowledge of interpretation of law.
  • Impeccable understanding of business.
  • Good to excellent communication skills.
  • Interpersonal skills.
  • Readiness to work for long hours.
  • Time Management & Multi-Tasking. ...
  • Meticulous Planning.
Apply here for  Officer – Operations
Location :    GIFT CITY, Gandhinagar
Experience :    Atleast 3-4 years in the capital market segment.
Qualifications :    Minimum qualification of 1st class at Graduation / Post-Graduation
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Skills :    Ability to independently handle the accounting and back office functions for derivatives back office, including risk management, collateral management, margins, etc.
Apply here for  Officer - Dealing
Location :    GIFT CITY, Gandhinagar
Experience :    At least 3-4 years in the capital market segment.
Qualifications :    First class at Graduation / Post-Graduation level
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Skills :    Sound awareness of the functioning of derivatives markets and various derivative strategies. Experience in risk management, Algo trading/HFT, with knowledge of technical analysis. Strong analytical skills and communication is a pre-requisite. Prior experience in proprietary trading will be preferred.